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Regulator fines Marion financial services firm $775000 – The Gazette: Eastern Iowa Breaking News and Headlines



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Regulator fines Marion financial services firm $775000
The Gazette: Eastern Iowa Breaking News and Headlines
Berthel Fisher & Co. Financial Services of Marion and its affiliate, Securities Management & Research, have been fined a combined total of $775,000 by a regulator. The Financial Industry Regulatory Authority (FINRA) said Berthel Fisher and its ...
Marion financial services company fined $775000 - KWWL - Eastern Iowa ...kwwl.com

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