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SEC Risk Alert: Advisors Falling Short on Alternative Investments – Financial-Planning.com



SEC Risk Alert: Advisors Falling Short on Alternative Investments
Financial-Planning.com
Financial advisors have gotten an SEC warning: Take care when constructing client's portfolios with alternative investments. In a risk alert issued Tuesday, the SEC's Office of Compliance Inspections and Examinations critiqued the due diligence ...
SEC issues reminder on investment adviser due diligenceJournal of Accountancy
SEC presses advisers to do more due diligence on alternativesInvestmentNews

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