Secretary of State William Galvin charges LPL Financial with improper sales of ...
Massachusetts Secretary of the Commonwealth William F. Galvin charged LPL Financial of Boston on Wednesday with failure to supervise agents who sold investments in non-traded real estate investment trusts, and with “dishonest and unethical” business ...
Massachusetts charges LPL Financial over REIT sales to investors
LPL Financial charged with illegally selling non-traded REITs
LPL Financial Accused of Improper Sales by Massachusetts